Working Group II: Impacts, Adaptation and Vulnerability |
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18.4. Planned Adaptations and Evaluation of Policy Options
This section considers planned, mainly (but not exclusively) anticipatory adaptations, undertaken or directly influenced by governments or collectives as a public policy initiative. These adaptations represent conscious policy options or response strategies to concerns about climate change (Benioff et al., 1996; Fankhauser, 1996; Smith, 1997; Pielke, 1998; UNEP, 1998). Public adaptation initiatives may be direct or indirect, such as when they encourage or facilitate private actions (Leary, 1999). Planned adaptation by public agencies represents an alternative or complementary response strategy to mitigation (of net GHG emissions). Analyses of such planned adaptations are essentially normative exercises involving identification of possible policy strategies and evaluation of the relative merit of alternatives, as an aid to policy development. 18.4.1. Rationale and Objectives for Planned AdaptationsNumerous reasons have been given for pursuing planned adaptations at this time (see Table 18-4). Public adaptation initiatives are regarded not as a substitute for reducing GHG emissions but as a necessary strategy to manage the impacts of climate change (Burton, 1996; Pielke, 1998). Adaptation can yield benefits regardless of the uncertainty and nature of climate change (Ali, 1999). Fankhauser et al. (1998) and Leary (1999) outline rationales for public adaptation policies or projects relative to relying on private actions. Leary concludes that "we cannot rely solely or heavily on autonomous adjustments of private agents to protect public goods and should examine public policy responses to do so." Planned anticipatory adaptation, as recognized in the UNFCCC (Article 3.3), is aimed at reducing a system's vulnerability by diminishing risk or improving adaptive capacity.
There has been work on the process by which public agencies might or should undertake planned adaptation strategies, particularly noting the steps to be followed, relationships with other policy and management objectives, and the criteria with which options might be evaluated (Louisse and Van der Meulen, 1991; Carter et al., 1994; Smith and Lenhart, 1996; Stakhiv, 1996; Major and Frederick, 1997; Smith, 1997). Klein and Tol (1997) identify five generic objectives of adaptation:
Research addressing future adaptations to climate change tends to be normative, suggesting anticipatory adaptive strategies to be implemented through public policy. Generally, such adaptation recommendations are based on forecasts of expected (though still largely unpredictable) climate change. Recommended adaptations:
Because no single set of adaptive policy recommendations can be universally appropriate, several studies suggest means by which proposed adaptations may be selected and evaluated. At a very basic level, the success of potential adaptations is seen to depend on the flexibility or effectiveness of the measures, such as their ability to meet stated objectives given a range of future climate scenarios (through either robustness or resilience), and their potential to produce benefits that outweigh costs (financial, physical, human, or otherwise) (Smith and Lenhart, 1996). Clearly, these are difficult criteria to assess, given the complexity of adaptation measures, the variable sensitivities and capacities of regions, and uncertainties associated with climate change and variability. Some research (e.g., Carter, 1996; Smith and Lenhart, 1996; Smith et al., 1996; de Loë and Kreutzwiser, 2000) offers supplementary characteristics of, or criteria for, the identification of adaptations:
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