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First, it introduces a distinction between the basic game itself
(i.e., the system of activities to be regulated) and the policy
game through which decisions about regulations are made. The policy game
generates its own stakes; certain kinds of behaviournotably behaviour
that meets the expectations of domestic clients and important othersare
rewarded, while moves that violate these expectations are punished. Governments
also consider such political stakes. Where such stakes exist, a political scientist
expects government behaviour to deviate to some degree from what national economic
interests indicate. Such deviance may go both ways; the wish to placate politically
important domestic clients most often leads to a more restrictive
policy, while the momentum generated towards the end of a successful international
conference can lead a lone laggard to go the extra mile to accommodate
the majority.
Second, political science emphasizes (more and more) the relevance of social
norms, social learning, and the operation of social
roles in regime processes (Young, 1999). These approaches recognize
that all international environmental regimes are social institutions
that develop particular (social) dynamics and induce behavioural consequences:
the matter of social norms refers to behaviour that roots in considerations
of legitimacy or authoritativeness. Actors, who regard the rules of regimes
as legitimate, often comply without engaging in detailed calculations of the
costs and benefits (of their doing so). One important effect of international
regimes is that they initiate social learning processes. Already, the start
of global negotiating generally has resulted in the generation of new facts,
ideas, and perspectives that reduce uncertainty and lead to changes in the prevailing
discourses, values, and actual behaviour of actors. The operation of social
roles refers to the observation that actors regularly take on new roles under
the terms of institutional arrangements that shape identities and interests.
Third, norms of fairness are assumed to serve as (1) frameworks of soft constraints
upon the pursuit of self-interest, and (2) as decision premises in situations
in which interests provide no clear guidance. Studying international negotiations
we can observe some rather general norms that are frequently invoked and very
rarely disputedat least on principled grounds. These norms seem to constitute
a soft core of widely, though probably not universally, accepted ideas about
distributive fairness. This core is described in summary fashion below.
The default option in international co-operation is the norm that all parties
shall have equal obligations, usually defined in relative terms. The
principle of equal obligations has a firm normative basis if all parties involved
are roughly equal in all relevant respects. This condition is never met in global
negotiations, although it usually applies to subgroups. When the range of variance
exceeds a certain threshold, attention shifts to some notion of equity.
The common denominator for equity norms is that costs and/or benefits be distributed
in (rough) proportion to actor scores on the dimension(s) that led the parties
to think about differentiation in the first place. Several such dimensions can
be identified, but in international co-operation attention focuses primarily
on two. One is the role that each party played in causing the problem or providing
the good in question, the other refers to the consequences that a particular
obligation or project would have for the various parties involved. This gives
a matrix with four key principles (see Table 10.3). In
a global setting, however, the range of variance in terms of criteria such as
guilt or capacity is most often so large that even the
notion of soft proportionality leads to unfair burdens upon the
poorest countries. When the latter threshold is reached, attention tends to
shift to the simple principle of exemption; more precisely, exemption from any
substantive obligation for which a party is not (fully) compensated.
Table 10.3: Key principles of equity in the political
science context |
|
Focus on |
Object to be distributed
|
|
Costs (obligations) |
Benefits |
|
Cause of current state of affairs |
Guilt or responsibility (for causing the problem) |
Contribution (to solving the problem or providing the good) |
Consequences for actors |
Capacity (ability to pay) |
Need |
|
This leaves a somewhat complex and elastic framework, but the bottom line is
clear enough. A global agreement has to be at least roughly consistent with
(1) the general pattern of differentiation outlined in the preceding paragraph,
and (2) the combined implications of the equity principles of guilt,
capacity, and need (i.e., implications that can be derived
from all three principles).
These points are important to consider in the design of international environmental
regimes. Political scientists focus on sociopolitical dimensions and processes
that current game-theory models neglect or are unable to capture adequately.
Nevertheless, the policy-relevant conclusions from game theory remain valid
and useful for the policy process.
|